SDLTM81620 - Compliance: Working an enquiry

Meetings: Presence of an agent

If the purchaser has an agent they should be invited to attend any meeting. It should only proceed without the agent if they have declined to attend, or the purchaser is adamant that they wish to proceed without the agent.

If the purchaser calls unannounced, and wishes to discuss any substantive matter, the advantages of having the agent present during any discussion should be explained. Should the purchaser wish to proceed, the agent should be told as soon as possible that the meeting has occurred and the substance of what was said, unless the purchaser does not want you to do so.

When an agent is present, they may try to answer questions on their client's behalf. This should not be allowed to happen - what the purchaser has to say needs to be heard. The agent should be told firmly but courteously, that whilst it is appreciated that they are there to protect their client's interests, the purpose of the meeting is to hear from the purchaser directly. It is only the purchaser who has the necessary firsthand knowledge.

However, this does not mean that the agent should be stopped from asking the purchaser to clarify any answer given.