SAM103022 - Records: movement of taxpayer records: transfer of CPR record - action in CPR team (Action Guide)

1.

Use Function AMEND TAXPAYER SIGNALS to remove the Final Year Return signal. Do not remove the SA Entry/Exit Letter Inhibited signal

2.

Ensure that any PAYE link is established - normally an overnight process

3.

Use Function MAINTAIN SA NOTES to enter the note

4.

Issue the appropriate introductory letter to the taxpayer and agent

5.

Check that the relevant transfer in instructions have been followed by the donor office and ensure that both PAYE and SA records are up to date

If you identify a case that no longer meets the CPR criteria

6.

Issue the standard farewell letter to the taxpayer and agent, advising that their tax affairs no longer need the specialist attention of a CPR Team and that the record will be transferred to the appropriate office within 4 weeks from the date of the letter

7.

Review the case to check if any of the (This text has been withheld because of exemptions in the Freedom of Information Act 2000) are present

8.

If the case no longer satisfies file case criteria, weed the file and transfer it to Orton Centre Repository in Peterborough

9.

Use Function MAINTAIN SA NOTES to delete the note that says the case is a CPR case

10.

Make a new note to record

• That the record was a CPR case that was dealt with by [enter CPR Team name]

• The date the file was transferred to Orton Centre Repository - where applicable

• The date any appropriate papers and record was transferred to the new office and the name of that office

11.

Use the PAYE Service ‘Indicator View’ screen to delete the FILE signal

12.

Make a note in PAYE Service Function CONTACT HISTORY to record that

• The case was a CPR case dealt with by [enter CPR Team name]

• The file was transferred to Orton Centre Repository and the date it was transferred

• The appropriate papers and computer record was transferred to [enter new Management Unit name] and the date of transfer

13.

Break the PAYE link. To do this

• Use SA Function AMEND TAXPAYER SIGNALS to set the Final Year Return signal and check that the SA Entry/Exit Letter Inhibited signal is already set. If not, set the signal

• Wait for the link to be broken - usually overnight but occasionally may take longer

• Check the PAYE record, if the SA signal is no longer present the link has been broken

14.

Use SA Function MAINTAIN RESPONSIBLE OFFICE to transfer the SA record

15.

Complete (This text has been withheld because of exemptions in the Freedom of Information Act 2000) and send it to the new Management Unit

16.

Break the PAYE link. To do this

• Use SA Function AMEND TAXPAYER SIGNALS to set the Final Year Return signal and ensure that the SA Entry/Exit Letter Inhibited signal is already set. If not set the signal

• Wait for the link to be broken - usually overnight but occasionally may take longer

• Check the PAYE record, if the SA signal is no longer present the link has been broken

17.

Use SA Function MAINTAIN RESPONSIBLE OFFICE to transfer the SA record

18.

Complete (This text has been withheld because of exemptions in the Freedom of Information Act 2000) and send it to the new responsible office

19.

Instruct the new responsible office to

• Use the PAYE Service ‘Indicator View’ screen to delete the FILE signal

• Make a note in PAYE Service Function CONTACT HISTORY to record that the case was a CPR case dealt with by [enter your CPR Team name], that the file was transferred to Orton Centre Repository on [enter date] and that any appropriate papers and the computer record was transferred to [enter their office name]

• Re-set the SA / PAYE link by removing the Final Return Year signal

• Delete the SA Entry/Exit Letter Inhibited signal when the SA / PAYE link has been re-set - normally overnight

20.

Use SA Function MAINTAIN RESPONSIBLE OFFICE to transfer the SA record

21.

Complete (This text has been withheld because of exemptions in the Freedom of Information Act 2000) and send it to the new responsible office