PSI8.2.27 - Lump Sum Benefits and Communication: Commutation Factors - Escalating Pensions - Escalating Pensions - Enhanced Commutation Factors


(This archived guidance relates to HMRC discretionary practice before the 6th April 2006. For current guidance on Registered Pension Schemes see the Registered Pension Schemes Manual)

A pension which increases during retirement costs more than a level pension. For example, a Life Office may quote an annuity rate of £100:11 (see PSI20.3.4) for a level pension and £100:8 for a pension increasing at 5%. This means for the purposes of this example that each £100 capital will buy £3 less annuity if the scheme gives pension increases of 5% per year. It has been argued that if a scheme which gives post-retirement increases uses a conventional factor as in Table 1 of Appendix A the member will not get full value for the post-retirement increases prospectively payable on the commuted part. If, however, an enhanced commutation factor is used the member gives up less pension and so post-retirement increases will be given on a large residual pension. This is acceptable so long as:

  1. the scheme rules include a suitable commitment to increase pensions in payment,
  2. [PN7.41]
  3. the post-retirement increases are given on the residual pension after commutation and not the whole pension before commutation (see PSI7.1.16-17)