PAYE30041 - employer records: movement of an employer record: reverse successions (Action Guide)


To take the appropriate action to correct a succession that was carried out in error, follow steps 1 - 14 below. This guide is presented as follows

Initial actionSteps 1 - 3
Action in originating office where employer record previously held and succeeded fromSteps 4 - 8
Action in office where current existing employer record is heldSteps 9 - 14


For details of how to access any of the Employer Business Service functions use the [Index of Functions] button on the left of the screen.

Note: If you consider that the reverse succession will not be completed before 5 April you should set the POST indicator on the employer record and BF your papers until 6 April before you proceed

Initial action

  1. Review the papers held to establish whether the succession of an employer record has taken place in error

  • If this is the case a reverse succession is necessary - go to step 2

Otherwise

  • Put away the papers in the employer record pad. No further action is required
  1. In order that the employer record can be moved back to the office which held the record prior to the succession that office will need to create a skeleton employer record to facilitate the reverse succession. When a reverse succession is identified

  • Contact the other office involved to advise them of the situation
  1. Your next action will depend on which office you are in

  • Action in originating office where employer record previously held and succeeded from go to step 4
  • Action in office where current existing employer record is held go to step 8

Action in originating office where employer record previously held and succeeded from

  1. Use Function MAINTAIN SKELETON EMPLOYER to create a skeleton record using the same employer reference as the original employer record

Note: Where the scheme type is PSC or XP you must enter a ‘Date Notified’, which is the date you received the information or select one of the following check boxes

  • ‘Date Not Known’ - where you do not know the date you received the information

Or

  • ‘Date Not Applicable’ – where the update is being made from information not received from the employer
  1. Send a memo to the office where the current existing record is held and

  • Advise them that you have created a skeleton record giving details of the employer reference
  1. BF your papers to

  • Check the employer record has been moved back to you

And

  • You have received a copy of the updated Bulk Transfer List
  1. Arrange for each of the individual taxpayer records to be transferred back to you using COP Function MA

  2. Confirm with the office from where the records are being transferred that all records have been moved back

Action in office where current existing employer record is held

  1. Contact the employer and

  • Advise them that the employer record and individual taxpayer records are to be returned to the originating office (and employer reference) where the employer record was previously held
  1. (This text has been withheld because of exemptions in the Freedom of Information Act 2000)fax the stencil to the number on it to advise them of the reverse succession

  2. BF your papers to check whether the reverse succession has taken place

  3. Once the reverse succession has taken place

  • Ask the originating office to use COP Function MA to transfer the taxpayer records back
  1. BF your papers to check all the individual taxpayer records have been moved back

  2. Use Function AMEND EMPLOYER NOTES to note on the employer record

  • The type of transfer
  • The date the taxpayer records were individually moved
  • The new employer reference