Paragraph 11, Schedule 2, SSCR 2001

The above provision explains how to calculate the amount of earnings, using the example in NIM06967 -

Step one

Market value of shares on exercise of option C= £80,000
Exercise price paid for shares= £30,000
Difference= £50,000

Step two

When option B was released for option C on 16 May 2002, paragraph 16A(4), Part 1X, Schedule 3, SSCR 2001 was not satisfied because there was an increase in the discount, i.e. from £20,000 to £30,000. The discount on option B was £20,000, i.e. the amount that could have been gained if the employee had exercised the option at that time.

Step 3

Step one amount £50,000 less Step Two amount £20,000 = £30,000

Step Four

There is nothing to subtract from the result of Step Three because nothing was taken into account in computing the employee's earnings at the time of the grant of the option, nor did the employee give any consideration (excepting options A and B) to acquire options B or C. Therefore, the amount of earnings on exercise of option C is £30,000.