MLR2R10050 - Registration Process for MSBs/TCSPs: Table 1 Process Application Forms

Action

Details

Check application for registration

Have mandatory questions been answered?

Is the correct fee attached?

Check fit and proper applications

Have all F&P applications been received? - check against MLR100 and FAME

Are they complete?

Is the correct fee attached?

Full information and fee provided

Follow seat instructions:

Input to DTR

Bank fee(s)

Full information / fee(s) not provided

Issue letter requesting missing information within 21 days