IHTM29000 - Enquiry procedures and yield: contents

Enquiry procedures
Enquiries
Enquiry plans
Yield
Interest yield
Recording yield
Enquiry Reporting System (ERS)
Calculating yield
Governance

Enquiry procedures

IHTM29001Enquiry procedures: Summary

Enquiries

IHTM29011Summary
IHTM29012What constitutes an enquiry?
IHTM29013What does not constitute an enquiry?
IHTM29014Referrals to specialists
IHTM29021Types of enquiry
IHTM29022Full enquiries
IHTM29023Other enquiries
IHTM29024Changing enquiry types
IHTM29025Penalty enquiries
IHTM29026Late accounts
IHTM29031Selecting a case for enquiry
IHTM29032If an enquiry is not appropriate
IHTM29035Changing account amendment work into an enquiry
IHTM29041Opening an enquiry
IHTM29042Investigation and progression
IHTM29043Reviewing
IHTM29044Settling the enquiry

Enquiry plans

IHTM29051Summary
IHTM29052When an enquiry plan is required
IHTM29053The structure
IHTM29054Profile
IHTM29055Aspects not taken up
IHTM29056Areas for investigation
IHTM29057Closing the enquiry

Yield

IHTM29070Summary
IHTM29071PC&S – what should be recorded as yield?
IHTM29072PC&S – where to record yield
IHTM29073Compliance and Litigation – what should be recorded as yield?
IHTM29074Compliance and Litigation – where to record yield
IHTM29075Pre-grant work - what should be recorded as yield?
IHTM29076Pre-grant work - where to record yield
IHTM29081Negative yield
IHTM29082Yield is capped at actual tax and interest paid
IHTM29083Effect of an IOV

Interest yield

IHTM29090Summary
IHTM29091Where the only adjustments are adjustments to yield
IHTM29092More complex cases
IHTM29093Recording interest yield

Recording yield

IHTM29100ERS
IHTM29101ERSA
IHTM29102Form Unit 3
IHTM29103Form Unit 4

Enquiry Reporting System (ERS)

IHTM29105Opening a new ERS record
IHTM29106adjustments to chargeable values resulting in yield
IHTM29107Correcting/updating the yield record
IHTM29108Other boxes on the yield screen
IHTM29109How ERS calculates yield
IHTM29110Closing the ERS record
IHTM29111Recording penalty enquiries

Calculating yield

IHTM29120Straightforward cases with yield amendments only
IHTM29121Adjustments to yield and adjustments that are not yield
IHTM29122Case is initially sub-threshold
IHTM29123Case has been incorrectly base-lined
IHTM29124Where there are reliefs against tax

Governance

IHTM29150Summary
IHTM29151Caseworking
IHTM29152Management
IHTM29153Review of high-yield cases
IHTM29154Independent validation checks
IHTM29155Validating risk assessment