GIM7110 - Equalisation reserves: classes other than credit business: worked example

Transfers in

Transfers out

Reserve carried forward

Net transfer in or out

This is a complete worked example of an equalisation reserve for an insurer writing insurance falling into two business groups. Many of the figures are simplified, for example, the amount of the net earned premium will not normally be the same as the net written premium.

click here to return to topTransfers in

The first stage in calculating the movements in and out of an equalisation reserve at the end of a financial year is to quantify the level of transfers into the reserve, looking at each business group separately. The transfers in for each business group will be the set percentage of premiums written for that group. In this example we assume that the company writes only two types of business both falling within the equalisation reserves business groups: marine and aviation and nuclear risks. Net written premiums for the year are £67k for marine and aviation and £120k for nuclear risks.

The calculation of transfers in will be made as follows:

Business GroupNet written premiumsTransfer in %Transfer into reserve
Marine and aviation£67k6%£4k
Nuclear risks£120k75%£90k
Total



£94k

click here to return to topTransfers out

The next step is to see if any transfers out of the reserve have been triggered as a result of poor claims performance in that financial year. Each business group is looked at separately at this stage in the computation.

Marine and aviation

Net earned premium£63k
95% of net earned premiums£60k
Net claims incurred£70k
Excess£10k

There is a potential transfer out equal to this excess (£10K), but this is subject to the business group maximum reserve level for that year. This is calculated as follows:

Average net written premium over last 5 years£15k
40% of average net written premium over last 5 years£6k

The transfer out is therefore £6k, the lesser of the potential transfer out (£10k) and the business group maximum (£6k).

Nuclear risks

A transfer out is due if claims exceed 25% of the net earned premium.

Net earned premium£120k
25% net earned premiums£30k
Net claims incurred£3k

There is no excess of claims over the set percentage of premiums this year, so no transfer out is due.

Total transfers out of the reserve on account of abnormal losses

Marine and aviation£6k
Nuclear riskNil
Total£6k

click here to return to topReserve carried forward

If there was an equalisation reserve brought forward at the start of the year of £80k, the movements in the equalisation reserve will look like this:

Reserve B/F£80k
Transfer in£94k
Transfer out due to abnormal losses£6k
Potential reserve C/F£168k

But this is subject to the aggregate of the maximum reserve levels for each business group.

The maximum reserve level for marine and aviation was calculated when transfers out were considered.  There was no need to calculate a reserve maximum for nuclear risk business at that stage because there was no potential transfer out of the reserve in respect of that business.  It  needs to be calculated now.

Business group maximum reserve level - nuclear risks:

Average net written premium over last 5 years£25k
600% of average net written premium over last 5 years£150k
Group reserve maximum, marine and aviation£6k
Group reserve maximum, nuclear risks£150k
Aggregate maximum reserve level£156K

The reserve carried forward of £168k is greater than the aggregate of the business group maximum levels so it needs to be limited further.  An additional transfer out will be made of £12k so that the reserve carried forward is reduced to equal the maximum reserve level of £156k.  This transfer out is not allocated to any particular business group.

click here to return to topNet transfer in or out

The final step is to aggregate the transfers in and out for all business groups to find the net transfer in or out of the reserve.

Transfers in£94k
Transfer out due to abnormal losses(£6k)
Transfer out due to exceeding maximum reserve level(£12k)
Net transfer in of£76k

(The reserve is carried forward as a single amount covering all business groups.    It will not usually be possible to break down the balance of reserves brought forward into separate business groups, and even if in this case the reserve brought forward at the start of the year was made up of say £1k from marine & aviation and £79k from nuclear risks, the transfer out for marine and aviation would not be limited to £5k (made up of £1k brought forward plus £4k transferred in).  The balance of the reserve may be used even though its origin was nuclear risk business.)