ECH7000 - Commencing the Compliance Check: Contents
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Action on receipt of SIP from RIS |
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Recording Compliance Checks on ECS |
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Making the Initial Appointment or Contact |
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Notifying an Authorised Agent |
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Working a non-visit case |
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Response to the opening letter |
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No response to the opening letter |
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Preparation Prior to the Visit |
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The Intervention Plan, Systems Template and Work Programme Template |
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Where the Insolvency Practitioner is Appointed |
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Cancellation of a Case |
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Accompanied Visits |
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Joint Visits |
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Care of Official Papers |
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Risk Based Systems Audit (RBSA) |
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Talk Through, Walk Through and Testing the Systems |
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Importance of the Talk Through and Systems Template |
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Importance of the Walk Through and Testing the Systems: Visit cases |
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Importance of the Walk Through and Testing the Systems: Non-visit cases |
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Use of an Employer's Computer |
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Completing Returns or Records |
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Introductions |
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Initial Meeting - Preparation and Approach |
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Employer is Part of a Group of Companies |
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Employer is Also a Contractor |
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(This text has been withheld because of exemptions in the Freedom of Information Act 2000) |
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(This text has been withheld because of exemptions in the Freedom of Information Act 2000) |
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(This text has been withheld because of exemptions in the Freedom of Information Act 2000) |
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Records that Need to be Reviewed |
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The Records are Used for SA |
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Failure to Retain Records |
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Obstructive Employer: No response to opening letter |
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Obstructive Employer: Employer/Agent refuses to attend a Meeting |
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Obstructive Employer: Challenge to caseworkers Entitlement to Inspect records |
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Employer Records Not Available or Maintained |
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Employer Asks for Copy of Papers |
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Arrears of Pay for Closed Years |
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Student Loan Deductions Start and Stop Notices |
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Employer Operates NIC Contracted Out Rate |
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Age Exemption Certificates |
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Certificate of Election |
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Deferment of NIC |
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Form P46 Produced for Review |
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Opportunity to Disclose |
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Computer Payroll Replaces Manual System |
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Computer Spreadsheet Packages |
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Computer Parameter Reports |
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ECH7180 |
Computer Exception or Rejection Reports - to be issued later |
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ECH7185 |
Payroll Support Team (PST) - to be issued later |
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ECH7190 |
HM Revenue & Customs Payroll Standard - to be issued later |
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Travel, Subsistence, Entertainment and Other Expenses |
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Pecuniary Liabilities and Benefits |
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(This text has been withheld because of exemptions in the Freedom of Information Act 2000) |
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NIC Holiday |
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Effective Questioning to Establish Culpability |
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Copying and Removal of Records |
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Concluding the Meeting |
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Notes of Meeting - When They Are Required |
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Preparation and Issue of Notes of Meeting |
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Translations and Interpreters |
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(This text has been withheld because of exemptions in the Freedom of Information Act 2000) |
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(This text has been withheld because of exemptions in the Freedom of Information Act 2000) |
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(This text has been withheld because of exemptions in the Freedom of Information Act 2000) |
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When to Complete a Deductions Working Sheet (DWS) |
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Hidden Economy (Employers) Team : Tools to Support |
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Review of links with Large Business (RLLB) |
