ECH7000 - Commencing the Compliance Check: Contents


ECH7001Action on receipt of SIP from RIS
ECH7002Recording Compliance Checks on ECS
ECH7005Making the Initial Appointment or Contact
ECH7006Notifying an Authorised Agent
ECH7007Working a non-visit case
ECH7010Response to the opening letter
ECH7015No response to the opening letter
ECH7020Preparation Prior to the Visit
ECH7022The Intervention Plan, Systems Template and Work Programme Template
ECH7025Where the Insolvency Practitioner is Appointed
ECH7030Cancellation of a Case
ECH7035Accompanied Visits
ECH7037Joint Visits
ECH7040Care of Official Papers
ECH7042Risk Based Systems Audit (RBSA)
ECH7044Talk Through, Walk Through and Testing the Systems
ECH7045Importance of the Talk Through and Systems Template
ECH7050Importance of the Walk Through and Testing the Systems: Visit cases
ECH7051Importance of the Walk Through and Testing the Systems: Non-visit cases
ECH7055Use of an Employer's Computer
ECH7060Completing Returns or Records
ECH7065Introductions
ECH7070Initial Meeting - Preparation and Approach
ECH7075Employer is Part of a Group of Companies
ECH7080Employer is Also a Contractor
ECH7085(This text has been withheld because of exemptions in the Freedom of Information Act 2000)
ECH7090(This text has been withheld because of exemptions in the Freedom of Information Act 2000)
ECH7091(This text has been withheld because of exemptions in the Freedom of Information Act 2000)
ECH7100Records that Need to be Reviewed
ECH7101The Records are Used for SA
ECH7105Failure to Retain Records
ECH7110Obstructive Employer: No response to opening letter
ECH7111Obstructive Employer: Employer/Agent refuses to attend a Meeting
ECH7112Obstructive Employer: Challenge to caseworkers Entitlement to Inspect records
ECH7115Employer Records Not Available or Maintained
ECH7120Employer Asks for Copy of Papers
ECH7125Arrears of Pay for Closed Years
ECH7130Student Loan Deductions Start and Stop Notices
ECH7135Employer Operates NIC Contracted Out Rate
ECH7140Age Exemption Certificates
ECH7145Certificate of Election
ECH7150Deferment of NIC
ECH7155Form P46 Produced for Review
ECH7160Opportunity to Disclose
ECH7165Computer Payroll Replaces Manual System
ECH7170Computer Spreadsheet Packages – to be issued later
ECH7175Computer Parameter Reports – to be issued later
ECH7180Computer Exception or Rejection Reports – to be issued later
ECH7185Payroll Support Team (PST) – to be issued later
ECH7190HM Revenue & Customs Payroll Standard – to be issued later
ECH7195Travel, Subsistence, Entertainment and Other Expenses
ECH7200Pecuniary Liabilities and Benefits
ECH7201(This text has been withheld because of exemptions in the Freedom of Information Act 2000)
ECH7215NIC Holiday
ECH7250Effective Questioning to Establish Culpability
ECH7255Copying and Removal of Records
ECH7260Concluding the Meeting
ECH7265Notes of Meeting – When They Are Required
ECH7270Preparation and Issue of Notes of Meeting
ECH7280Translations and Interpreters
ECH7285(This text has been withheld because of exemptions in the Freedom of Information Act 2000)
ECH7290(This text has been withheld because of exemptions in the Freedom of Information Act 2000)
ECH7295(This text has been withheld because of exemptions in the Freedom of Information Act 2000)
ECH7300When to Complete a Deductions Working Sheet (DWS)
ECH7350Employer Compliance Investigation Team (ECIT): Definition of an ECIT case
ECH7355Employer Compliance Investigation Team (ECIT): Liaison
ECH7360Employer Compliance Investigation Team (ECIT): Roles and Responsibilities
ECH7365Employer Compliance Investigation Team (ECIT): Tools to Support
ECH7400Review of links with Large Business (RLLB)