ECH7000 - Commencing the Compliance Check: Contents


ECH7001

Action on receipt of SIP from RIS

ECH7002

Recording Compliance Checks on ECS

ECH7005

Making the Initial Appointment or Contact

ECH7006

Notifying an Authorised Agent

ECH7007

Working a non-visit case

ECH7010

Response to the opening letter

ECH7015

No response to the opening letter

ECH7020

Preparation Prior to the Visit

ECH7022

The Intervention Plan, Systems Template and Work Programme Template

ECH7025

Where the Insolvency Practitioner is Appointed

ECH7030

Cancellation of a Case

ECH7035

Accompanied Visits

ECH7037

Joint Visits

ECH7040

Care of Official Papers

ECH7042

Risk Based Systems Audit (RBSA)

ECH7044

Talk Through, Walk Through and Testing the Systems

ECH7045

Importance of the Talk Through and Systems Template

ECH7050

Importance of the Walk Through and Testing the Systems: Visit cases

ECH7051

Importance of the Walk Through and Testing the Systems: Non-visit cases

ECH7055

Use of an Employer's Computer

ECH7060

Completing Returns or Records

ECH7065

Introductions

ECH7070

Initial Meeting - Preparation and Approach

ECH7075

Employer is Part of a Group of Companies

ECH7080

Employer is Also a Contractor

ECH7085

(This text has been withheld because of exemptions in the Freedom of Information Act 2000)

ECH7090

(This text has been withheld because of exemptions in the Freedom of Information Act 2000)

ECH7091

(This text has been withheld because of exemptions in the Freedom of Information Act 2000)

ECH7100

Records that Need to be Reviewed

ECH7101

The Records are Used for SA

ECH7105

Failure to Retain Records

ECH7110

Obstructive Employer: No response to opening letter

ECH7111

Obstructive Employer: Employer/Agent refuses to attend a Meeting

ECH7112

Obstructive Employer: Challenge to caseworkers Entitlement to Inspect records

ECH7115

Employer Records Not Available or Maintained

ECH7120

Employer Asks for Copy of Papers

ECH7125

Arrears of Pay for Closed Years

ECH7130

Student Loan Deductions Start and Stop Notices

ECH7135

Employer Operates NIC Contracted Out Rate

ECH7140

Age Exemption Certificates

ECH7145

Certificate of Election

ECH7150

Deferment of NIC

ECH7155

Form P46 Produced for Review

ECH7160

Opportunity to Disclose

ECH7165

Computer Payroll Replaces Manual System

ECH7170

Computer Spreadsheet Packages

ECH7175

Computer Parameter Reports

ECH7180

Computer Exception or Rejection Reports - to be issued later

ECH7185

Payroll Support Team (PST) - to be issued later

ECH7190

HM Revenue & Customs Payroll Standard - to be issued later

ECH7195

Travel, Subsistence, Entertainment and Other Expenses

ECH7200

Pecuniary Liabilities and Benefits

ECH7201

(This text has been withheld because of exemptions in the Freedom of Information Act 2000)

ECH7215

NIC Holiday

ECH7250

Effective Questioning to Establish Culpability

ECH7255

Copying and Removal of Records

ECH7260

Concluding the Meeting

ECH7265

Notes of Meeting - When They Are Required

ECH7270

Preparation and Issue of Notes of Meeting

ECH7280

Translations and Interpreters

ECH7285

(This text has been withheld because of exemptions in the Freedom of Information Act 2000)

ECH7290

(This text has been withheld because of exemptions in the Freedom of Information Act 2000)

ECH7295

(This text has been withheld because of exemptions in the Freedom of Information Act 2000)

ECH7300

When to Complete a Deductions Working Sheet (DWS)

ECH7365

Hidden Economy (Employers) Team : Tools to Support

ECH7400

Review of links with Large Business (RLLB)