CFM17550a - Repos: FA 2007 rules for companies: creditor repo (no income) example

This guidance describes the corporation tax treatment of sale and repurchase arrangements (“repos”) where the initial sale of securities takes place on or after 1 October 2007

Example: Creditor repo – no income arises on securities during term of repo

( CFM17530a explains why C has a creditor repo in this case.)

Transaction

As in CFM17530a


  • 1/1/09: A (borrower) sells securities to C (lender) for 100.
  • 30/6/09: A repurchases the same or similar securities from C for 103. This includes a finance return of 3 (6 months at 6% per annum).
C’s accounting entries, in accordance with GAAP

In addition to the entries at CFM17530a:
1/1/09-30/6/09 (repo “interest” accrual):



Dr Financial Asset 3; Cr P&L 3 (the financial asset which has increased to 103 is reduced to nil by receipt of the repurchase price on 30/6/09)
Net Profit and Loss result:Credit 3: “interest”


Tax Treatment of C


C’s finance return of 3 is treated as interest for loan relationships purposes ( CFM17544).

Further points to note

This transaction corresponds to the debtor repo example at CFM17528a (where A is a company). C’s tax treatment would be the same if, instead of selling the securities to A, C sold them to B. Such a transaction corresponds to the debtor quasi-repo examples at CFM17528d (where A and B are companies).