CCM8110 - Closing the Examination: Adjustment needed to the claim but a penalty is not appropriate


In these cases your examination will have established that the claim needs to be revised but you will not be seeking a penalty. This might be because the award is being increased. However, in most cases you will be decreasing the award but following the guidance in CCM10000, you will not be seeking a penalty.

Where there is no penalty you do not need to hold a settlement meeting and the case can be settled by correspondence.

At the closure stage you will need to:

  • consider if adjustments are needed for an earlier or later year – see CCM8115
  • seek a certificate of full disclosure – see CCM8120
  • consider the interest position – See CCM8127
  • consider if there will be an in-year recovery – see CCM8125
  • inform the claimant of your conclusion – see CCM8130
  • amend or terminate the award or arrange for the claim to be processed if it is a pre- award examination and deal with any recovery – see CCM8160
  • note TCW – see CCM8190
  • close the office records and retain papers.