CA43450 - FCA: Balancing adjustments

CAA01/S393M - S393P and CAA01/S573

There is a balancing adjustment if there is a balancing event within 7 years of the time when the flat was first suitable for letting. A balancing adjustment is either a balancing allowance or balancing charge. If there is more than one balancing event there is only a balancing adjustment on the first one.

These are the balancing events and the proceeds to be brought into account.

Balancing EventProceeds from Event
Transfer of relevant interestNet proceeds of sale if the relevant interest is sold
Market value if the transfer is other than by way of sale
Grant of a long lease out the relevant interest for a capital sumThe capital sum paid for the grant or, if less than the commercial premium, the commercial premium
The coming to an end of a lease where a person entitled to the lease and a person entitled to any superior interest are connected personsThe market value of the relevant interest at the time of the event
Death of the person who incurred the qualifying expenditureThe residue of qualifying expenditure immediately before death
Demolition or destruction of the flatThe net amount received plus any insurance or compensation receipts
Flat ceases to be a qualifying flat, for example because it is let to a person connected with the person who incurred the qualifying expenditureThe market value of the relevant interest at the time of the event

There is a balancing allowance if:

  • there are no proceeds from the balancing event, or
  • the proceeds are less than the residue of qualifying expenditure immediately before the event.

The balancing allowance is the difference between the proceeds (if any) and the residue of unrelieved qualifying expenditure.

There is a balancing charge where the proceeds are greater than the residue of qualifying expenditure immediately before the event. The amount of the balancing charge is:

  • the difference between the proceeds and the residue of qualifying expenditure, or
  • the proceeds if the residue is nil.

A balancing charge made on a person cannot be more than the allowances (initial and writing down) made to the person in respect of the flat.