BIM56445 - Film and audio products: tax deferral schemes for qualifying films: exit schemes

All of the tax benefits to an investor in a film tax deferral scheme normally arise in the first 3 years of the scheme. After this, although the investor will continue to receive income, that income normally has to be applied in entirety in meeting liabilities (interest and capital repayments) on a loan obtained to fund most of the investment (see BIM56405, BIM56455 and BIM56460). However, the investor still has to pay tax on that income; so remaining in the scheme leads to a net cost to the investor: in effect repayment of the tax deferred.

A number of complex avoidance schemes have been designed to enable investors (both individual partners and groups of companies) to ‘exit' from the schemes, so turning a tax deferral into an overall tax gain. Legislation was therefore introduced to prevent individuals trading alone or in partnership or groups of companies from exiting. This legislation applies from 10 December 2003 for individuals (FA04/S119 to S123 – see BIM56600) and from 2 December 2004 for companies (FA05/S66 to S71 – see BIM56650). There are no transitional provisions for these measures.

‘Exit’ is a generic term to describe any set of arrangements whereby an investor obtains the benefit of loss relief (or a tax deduction) through using the film tax reliefs which becomes greater than the amount which is actually lost. Although specific rules were introduced to counter this in FA04 and FA05, we have successfully challenged some exit schemes before this. It is important to continue to monitor the returns of any individuals or companies that have benefited from film tax reliefs. Cases should be referred to Anti-avoidance Group (Films) where:

  • an individual who has claimed losses from a film partnership or trade ceases to show taxable income, or shows reduced income, from that partnership or trade;
  • an individual claims losses from a film partnership in excess of his capital contribution to the partnership;
  • at the inception of a partnership there is a guaranteed sale of the interests in the partnership;
  • there are arrangements which may lead to the early termination of a lease (or licence);
  • a film partnership claims to be, or becomes, non-resident;
  • a company owning rights to income from a film on which relief has been claimed is transferred out of a group of companies;
  • there is a disposal of any rights to income arising from a film (on which relief has been claimed) by a company or a partnership or an individual trading alone.