MLR1PP8000 - Penalties guidance: how to calculate penalties: contents
This guidance only applies to penalties in supervisory review cases if the penalty documents were drafted before 12 August 2020. All penalty cases with documents were drafted after this date, the guidance can be found at MLR1P15000.
-
MLR1PP8050The basic principles of our penalty framework
-
MLR1PP8150The starting penalty for compliance breaches
-
MLR1PP8300The additional penalty and different business sectors: introduction
-
MLR1PP8310The additional penalty and different business sectors: continued
-
MLR1PP8400Identifying the breaches
-
MLR1PP8450Identifying the relevant period
-
MLR1PP8500MSBs/HVDs: the additional penalty: introduction
-
MLR1PP8510MSBs/HVDs: calculating the culpable turnover: two approaches
-
MLR1PP8520MSBs/HVDs: calculating the culpable turnover: considering determinations
-
MLR1PP8570MSBs/HVDs: determinations of culpable turnover: method 1
-
MLR1PP8580MSBs/HVDs: determinations of culpable turnover: method 2
-
MLR1PP8590MSBs/HVDs: determinations of culpable turnover: methods 3 and 4
-
MLR1PP8600TCSPs/ASPs/EABs: the additional penalty: introduction
-
MLR1PP8650TCSPs/ASPs/EABs: the additional penalty: continued
-
MLR1PP8660TCSPs/ASPs/EABs: calculating the additional penalty
-
MLR1PP8850TCSPs/ASPs/EABs: identifying relevant clients
-
MLR1PP8950TCSPs/ASPs/EABs: the scale charge
-
MLR1PP9000TCSPs/ASPs/EABs: scale charge table
-
MLR1PP9050TCSPs/ASPs/EABs: determinations of the additional penalty
-
MLR1PP9100The maximum penalty
-
MLR1PP9150The penalty cap: introduction
-
MLR1PP9160The penalty cap: continued
-
MLR1PP9200Defining gross profit
-
MLR1PP9250Defining direct costs
-
MLR1PP9300Determinations of gross profit
-
MLR1PP9350Calculating a penalty for multiple breaches
-
MLR1PP9400Registration penalties: introduction
-
MLR1PP9410How to calculate registration penalties
-
MLR1PP9420Deliberate failure to register
-
MLR1PP9500Other penalties under MLR 2017