Draft Regulations - Mandatory Electronic Filing For Large And Medium Sized Employers, Incentives For Small Employers

The Inland Revenue has today published draft regulations that provide for mandatory electronic filing of employers' end of year returns (PDF file 112K) and incentives (PDF file 111K) to encourage small employers to adopt electronic filing.

Comments on these draft regulations should be sent, by 7 July 2003, to:
Chris Davis
Revenue Policy, Cross Cutting Policy
S23 West Wing
Somerset House
London
WC2B 6ES

email: chris.davis@ir.gsi.gov.uk
Please mark your email "consultation on draft e-filing regulations"

Your comments may be made public unless you indicate that you would prefer them to remain confidential.

The final version of the regulations will be made in September 2003

Background
In April 2002, the Chancellor announced that employers with 250 or more employees will be required to send their 2004/05, and subsequent, end of year returns electronically. Employers with 50 to 249 employees will be required to send their end of year returns electronically for 2005/06 and later years.

Small employers with fewer than 50 employees will be required to send their end of year returns electronically from 2009/10. In the meantime, those small employers who choose to send in their returns electronically, directly or via a payroll intermediary, will receive an incentive payment, each year between 2005 and 2009, for doing so.

Regulatory Impact Assessment
A partial regulatory impact assessment (PDF 25K) covering these measures was published in April 2002.

Comments on that assessment are welcome and should be sent to:
Ian Atkin
Revenue Policy, Employer Initiatives
4th Floor, South West Bush House
Strand
London WC2B 4RD

e-mail ian.atkin@ir.gsi.gov.uk

NICs, Student Loan Repayments, Tax Credits and Statutory Payments
The draft Income Tax (Employments) (Amendment) Regulations 2003 provide for mandatory electronic communication of tax information contained in the employer's end of year return (forms P35 and P14). When these draft regulation have been finalised parallel regulations will be made under the Social Security and Education Acts to replicate the tax provisions for the other information required on forms P35 and P14. The only anticipated difference in the provisions is that the regulations made under the Social Security and Education Acts will not impose a penalty for failure to comply with those regulations where a penalty is charged under these regulations.

Board's Directions
The draft regulations provide for the Board of Inland Revenue to make directions about

  • "the specified date" on which the number of employees working for an employer will be counted (draft regulation 46ZD of the PAYE amendment regulations and draft regulation 1 of the incentive regulations),
  • "the standards of accuracy and completeness" that an electronic return must satisfy (draft regulation 46ZF of the PAYE amendment regulations and draft regulation 4 of the incentive regulations), and
  • the methods of electronic communication authorised for delivering the return (draft regulation 46ZG of the PAYE amendment regulations and draft regulation 4 of the incentive regulations).

We expect that for 2004/05 returns the Board will direct that

  • The specified date will be in the autumn of 2003. We will give a clearer idea of the likely date in the next few weeks and this note will be updated then.
  • The standards of accuracy and completeness will be those set out in the "Quality Standard Validation Specification from April 2004" (PDF 563K). These standards will be built into the validation of electronic returns. Returns that do not meet the standard will be rejected.
  • The authorised methods of electronic communication will be the Internet service for PAYE and EDI.

Electronic payment
In Budget 2003, it was announced that large employers (those with 250 or more employees) will be required to pay electronically from April 2004. At the same time the Inland Revenue will introduce a later due date for electronic payments made by all employers. This will compensate for the loss of cash flow advantage offered by cheque payment. It will also encourage smaller employers to adopt e-payment voluntarily. The draft regulations for these measures will be published in June.

Interaction with the Rewrite of the PAYE Regulations
The Income Tax (Employments) (Amendment) Regulations 2003 will amend the current PAYE regulations (SI 1993/744). The Tax Law Rewrite project are rewriting those regulations and their latest draft will be published later this week. That draft does not include the provisions for mandatory electronic filing (or electronic payment), but they will be included, rewritten as necessary, in the final version of the new PAYE regulations when they are made later this year.

   
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