Approved UK custodian and UK intermediaries list

This list will be of interest to those (mostly securities dealers) who pay or receive manufactured overseas dividends. (See the Manufactured Payments Guidance Notes).

This list will be updated periodically. Last update = 22/11/2007.

Additions

Person

Activity

Reg 3 date

Fortis Prime Brokerage Ltd

UK intermediary

23.07.07

European Central Counterparty Ltd

UK intermediary

20.11.07

Deletions

Person

Activity

Reg 3 date

Credit Suisse First Boston Equities Ltd

UK intermediary

21.10.93

Modal Capital Partners Ltd

UK intermediary

 

Phillips & Drew Client Services Ltd

custodian agent

28.11.95

Phillips & Drew Fund Management Ltd

custodian agent

 

West LB Panmure Ltd

UK intermediary

23.10.98

Westdeutsche Landesbank Girozentrale ("WestLB") London Branch

UK intermediary

27.05.99

Change of name

Person

Activity

Reg 3 date

Calyon

UK intermediary

17.11.93

Credit Suisse Securities (Europe) Ltd

custodian agent

08.02.2000

Credit Suisse London Branch

custodian agent

22.09.97

Credit Suisse Securities (Europe) Ltd

UK intermediary

21.10.93

Credit Suisse International

UK intermediary

21.10.93

Credit Suisse London Branch

UK intermediary

22.09.97

Standard Bank PLC

UK intermediary

08.03.95

Full list

Person

Activity

Reg 3 date

ABN AMRO Mellon Global Securities Services London Branch

custodian agent

13.12.02

Banca Nationale del Lavoro SpA, London Branch

custodian agent

30.05.01

Bank of America-London Branch

custodian agent

24.11.93

Bank of New York Europe Ltd

custodian agent

22.03.97

Bank of New York-London Branch

custodian agent

01.10.93

Bank of Scotland

custodian agent

 

Bank of Tokyo-Mitsubishi Ltd-London Branch

custodian agent

 

Bankers Trust Company-London Branch

custodian agent

21.10.93

Barclays Bank Plc

custodian agent

20.10.93

Barclays Capital Securities Ltd

custodian agent

14.10.93

Barclays Global Investors Ltd

custodian agent

 

Chuo Mitsui Trust International Ltd

custodian agent

02/06/2000

Citibank NA

custodian agent

01.10.93

Clydesdale Bank Plc

custodian agent

 

Credit Suisse Securities (Europe) Ltd

custodian agent

08.02.2000

Credit Suisse London Branch

custodian agent

22.09.97

Daiwa Securities Trust and Banking (Europe) PLC

custodian agent

 

Deutsche Bank AG - London Branch

custodian agent

07.01.99

Dresdner Bank AG London Branch

custodian agent

 

Gulf International Bank (UK) Ltd

custodian agent

 

Harris Trust & Savings Bank

custodian agent

 

Henderson Administration Ltd

custodian agent

 

HSBC Bank

custodian agent

 

Jefferies International Ltd

custodian agent

09/05/2000

J P Morgan Chase Bank

custodian agent

17.12.93

Mellon Bank NA London Branch

custodian agent

13.09.01

Mitsubishi Trust International Ltd

custodian agent

25.03.99

Morgan Grenfell & Co Ltd

custodian agent

 

National Westminster Bank Plc

custodian agent

24.02.94

RBC Dexia Investor Services Trust UK Branch

custodian agent

01.01.06

Robert Fleming & Co

custodian agent

01.10.93

Royal Trust Corp of Canada

custodian agent

04.01.94

Schroder Investment Management Ltd

custodian agent

 

Scottish Amicable Investment Managers Ltd

custodian agent

 

Société Générale London Branch

custodian agent

27.01.06

State Street Bank & Trust Co

custodian agent

17.11.93

Swissca Securities Ltd

custodian agent

 

Swiss Re Capital Markets Ltd

custodian agent

14/02/2003

The Chase Manhattan Bank NA

custodian agent

01.10.93

The Co-operative Bank

custodian agent

 

The Northern Trust-London Branch

custodian agent

21.01.94

UBS AG London Branch

custodian agent

07.10.93

UBS Ltd

custodian agent

19.12.02

Abbey National Treasury Services PLC

UK intermediary

26.07.02

ABN Amro Equities (UK) Ltd

UK intermediary

01.10.93

ABN AMRO Equity Products (UK) Ltd

UK intermediary

 

ABN AMRO-London Branch

UK intermediary

25.06.97

American Express Bank Ltd

UK intermediary

 

Alliance and Leicester PLC

UK intermediary

10.11.2004

Ariel (UK) Ltd

UK intermediary

02.11.93

Banc of America Securities Ltd

UK intermediary

26.04.00

Banca Nationale del Lavoro SpA, London Branch

UK intermediary

30.05.01

Bank of America NA -London Branch

UK intermediary

18.08.04

Bankers Trust (Investments) Plc

UK intermediary

01.10.93

Bankers Trust Company-London Branch

UK intermediary

10.10.97

Bankers Trust Int Plc

UK intermediary

04.01.94

Bankgesellschaft Berlin (UK) plc

UK intermediary

10.04.01

Barclays Bank Plc

UK intermediary

17.12.93

Barclays Capital Gilts Ltd

UK intermediary

04.10.93

Barclays Capital Securities Ltd

UK intermediary

04.10.93

Baring Brothers Ltd

UK intermediary

01.10.93

Bear Stearns International Ltd

UK intermediary

05.01.94

Bear Stearns International Trading Ltd

UK intermediary

08.05.96

BNP Paribas Fund Services UK Ltd

UK intermediary

14.06.02

BNP Paribas-London Branch

UK intermediary

01.10.93

BNP Paribas (UK) Ltd

UK intermediary

01.10.93

Caisse Nationale de Credit Agricole-London Branch

UK intermediary

01.11.95

Calyon
UK intermediary 17.11.93

Canadian Imperial Bank of Commerce-London Branch

UK intermediary

29.12.94

Cargill Investor Services Ltd

UK intermediary

18.10.04

Cater Allen International Ltd

UK intermediary

01.10.93

Chase Equities Ltd

UK intermediary

24.07.00

CIBC World Markets International Ltd

UK intermediary

 

CIBC World Markets Plc

UK intermediary

21.11.95

Citibank International Plc

UK intermediary

15.10.93

Citibank NA

UK intermediary

23.11.98

Citicorp International Securities Ltd

UK intermediary

01.10.93

Citigroup Global Markets Limited

UK intermediary

01.10.93

Clive Discount Company Ltd

UK intermediary

14.11.96

Commerzbank AG-London Branch

UK intermediary

27.05.98

Credit Agricole Indosuez

UK intermediary

17.11.93

Credit Agricole Lazard Financial Products Bank

UK intermediary

06.02.96

Credit Lyonnais Rouse Ltd

UK intermediary

23.04.02

Credit Lyonnais Securities

UK intermediary

03.02.94

Credit Suisse Securities (Europe) Ltd

UK intermediary

21.10.93

Credit Suisse International

UK intermediary

21.10.93

Credit Suisse London Branch

UK intermediary

22.09.97

Daiwa Securities SB Capital Markets Europe Ltd

UK intermediary

19.03.96

Den Danske Bank-London Branch

UK intermediary

17.12.93

Deutsche Bank AG-London Branch

UK intermediary

01.10.93

DB Equity Ltd

UK intermediary

09.05.97

Dresdner Bank AG London Branch

UK intermediary

 

Dresdner Kleinwort Wasserstein Securities Ltd

UK intermediary

01.10.93

Enskilda Securities AB

UK intermediary

24.11.98

European Central Counterparty Ltd

UK intermediary

20.11.07

FIMAT International Banque SA (UK Branch)

UK intermediary

08.02.2000

First Union International Capital Markets Ltd

UK intermediary

08.07.99

Fortis Bank SA/NV - UK Branch

UK intermediary

 

Fortis GFSG UK Ltd

UK intermediary

16.12.02

Fortis Bank Global Clearing NV - UK Branch

UK intermediary

01.07.04

Fortis Prime Brokerage Ltd

UK intermediary

23.07.07

Fox-Pitt, Kelton Ltd

UK intermediary

25.11.05

Generale Re Financial Securities Ltd

UK intermediary

20.02.97

Goldman Sachs International Ltd

UK intermediary

07.12.93

HSBC Bank plc

UK intermediary

07/12/1993

ICAP Securities Ltd

UK intermediary

30.08.05

Indosuez WI Carr Securities (UK) Ltd

UK intermediary

 

ING Bank N.V.

UK intermediary

13.12.94

Ing Baring Financial Products

UK intermediary

21.12.95

ING Barings Ltd

UK intermediary

01.10.93

Instinet Europe Ltd

UK intermediary

07.03.94

IntesaBCI SpA

UK intermediary

06.09.01

Investec Bank (UK) Ltd

UK intermediary

11.03.98

J Henry Schroder & Co Ltd

UK intermediary

23.10.98

J P Morgan Chase Bank N.A. London Branch

UK intermediary

15.11.05

J P Morgan Securities Ltd

UK intermediary

15.10.93

Jefferies International Ltd

UK intermediary

09.05.00

KAS Bank NV

UK intermediary

23.04.02

KBC Financial Products UK Ltd

UK intermediary

02.05.01

KBC Investments Limited

UK intermediary

 

Kleinwort Benson Gilts Ltd

UK intermediary

07.02.94

Knight Securities International Ltd

UK intermediary

10.07.00

Lazard and Co Ltd

UK intermediary

16.11.95

Lehman Brothers International (Europe)

UK intermediary

02.12.93

Lehman Brothers GCS Financing Ltd

UK intermediary

21.04.06

Lloyds TSB Bank Plc

UK intermediary

16.08.95

LM (Moneybrokers) Ltd

UK intermediary

01.10.93

Macquarie Bank Ltd - London branch

UK intermediary

12.12.00

Man Financial Ltd

UK intermediary

04.05.04

Maple Securities (UK) Ltd

UK intermediary

11.11.93

Merrill Lynch International

UK intermediary

12.11.93

Merrill Lynch International Bank Ltd

UK intermediary

12.11.93

Mitsubishi Trust International Ltd

UK intermediary

25.03.99

Mizuho International PLC

UK intermediary

07.10.93

Morgan Grenfell & Co Ltd

UK intermediary

29.12.95

Morgan Stanley & Co International Ltd

UK intermediary

31.01.94

NatWest Securities Ltd

UK intermediary

04.10.93

Nomura Bank International Plc

UK intermediary

 

Nomura International Plc

UK intermediary

01.10.93

Paine Webber International (UK) Ltd

UK intermediary

25.07.94

Paloma Securities London Ltd

UK intermediary

 

Pershing Securities Ltd

UK intermediary

09.06.94

Rabobank International - London Branch

UK intermediary

07.01.99

RIT Capital Partners Securities Ltd

UK intermediary

25.03.99

Royal Bank of Canada

UK intermediary

13.11.97

Royal Bank of Canada Europe Ltd

UK intermediary

16.09.99

Royal Bank of Scotland Plc

UK intermediary

26/08/2003

Samuel Montagu & Co Ltd

UK intermediary

 

San Paolo Bank

UK intermediary

30.05.97

Sanford C Bernstein Ltd

UK intermediary

09.01.02

Schroder Securities Ltd

UK intermediary

21.10.99

Skandinaviska Enskilda Banken AB

UK intermediary

10.04.01

Societe Generale S.A. London Branch

UK intermediary

 

Standard Bank PLC

UK intermediary

08.03.95

Sumitomo Finance International Plc

UK intermediary

04.08.95

Swiss Re Capital Markets Ltd

UK intermediary

14/02/2003

Tokyo-Mitsubishi International Plc

UK intermediary

24.10.97

Tullett and Tokyo (Equities) Ltd

UK intermediary

19.03.98

UBS AG-London Branch

UK intermediary

11.06.98

UBS Ltd

UK intermediary

19.12.02

UBS Securities Ltd

UK intermediary

01.10.93

UFJ International PLC

UK intermediary

14.09.94

Williams de Broe Plc

UK intermediary

 

Winterflood Securities Ltd

UK intermediary

18.01.01